Finnish business fined for tracking employees

In Finland one of the first fines handed out to a water supply management company which used location data in the vehicles used by employees which is considered systematic monitoring. A DPIA should be conducted.

Taken from DLA Piper blog
Followed from a complaint made by an individual. Kymen Vesi processed location data of its employees by locating their vehicles. This location data was used to monitor the employees’ working hours.
The Data Protection Ombudsman stressed in its decision that a data controller must carry out a DPIA when the processing likely results in high risk to the rights and freedoms of data subjects. Kymen Vesi should have carried out a DPIA since the processing of location data concerned data subjects in a vulnerable position (employees) and the data was used for systematic monitoring. In reference to the criteria list set in WP29 guidelines on DPIA and determining whether processing is likely to result in high risk, the processing conducted by Kymen Vesi satisfied three of the criteria (processing of location data, data subjects in vulnerable position and systematic monitoring of data subjects) when usually a DPIA is already required when two of the criteria are satisfied.

Read the rest of the blogpost from DLA Piper blog.

Privacy, Civics, the STEM Disciplines, and the Future

By James Casey, Esq., CPP

The recent passage of Resolution 108 at the ABA House of Delegates meeting in Austin, Texas, presented a wonderful opportunity to speak again to the importance of Civics in American life. Supported by the Standing Committee on Election Law, Section of Civil Rights and Social Justice, Standing Committee on Public Education, Section of State and Local Government Law, and the Law Student Division, the Resolution urges all levels of government to facilitate the preregistration of voting by youth between the ages of 16 and 18. This preregistration will lead to increased youth voting in elections at all levels, but it is critical that Civics education be significantly increased in schools to facilitate informed voting. Two paragraphs in Resolution 108 are most important:

FURTHER RESOLVED, That the American Bar Association urges state and local educational institutions to adopt robust civic education programs to promote literacy in the institutions of American government, the methods of active civic participation in elections and governance, and a solid foundational understanding of the role and crucial importance of the rule of law; and

FURTHER RESOLVED, That the American Bar Association urges federal, state, local, territorial, and tribal governments to enact legislation, promulgate regulations, and appropriate sufficient funds to implement voter preregistration and civics education as called for by this resolution.

The Connection Between Privacy, Civics, STEM, and Innovation

You may be asking yourself at this point: What is the connection between Privacy, Civics, and the STEM disciplines (Science, Technology, Engineering, Mathematics)? There are a few important connections that may be named now: 1) STEM disciplines are at the forefront of technological initiatives to enhance privacy protection (regardless of the country); 2) An educated public (and youth particularly) about Civics and government also means an educated public when it comes to privacy and data protection; 3) Academic institutions conduct research into areas such as AI (artificial intelligence), which will transfer into privacy issues and strengthen the classroom experience; 4) Privacy and data protection in the future will increasingly adopt scientific improvements, which are often developed in universities; and 5) Privacy and data protection are interdisciplinary areas, just like Civics and the “hard sciences” (STEM). To the author, these areas are highly complementary. These connections will be amplified in a future blog post.

The importance of Civics education in the nation’s schools goes beyond enhanced voting. The next section addresses the STEM disciplines, innovation, and how Civics education is just as important as STEM education. Similarly, Privacy education is equal to the education required in Civics and STEM.

The STEM Disciplines and Innovation
 
Alan Leshner’s well written editorial in the 27 May 2011 issue of Science Magazine, entitled “Innovation Needs Novel Thinking,” highlights the important linkages between the STEM disciplines and innovation in ensuring that the American economy remains at the forefront of global economic growth. This section of his editorial struck me as vitally important:

In addition, innovation often comes from nontraditional thinking, and many new ideas will come from new participants in science and engineering who often are less tied to traditional ways. That argues for increasing the diversity of the scientific human resource pool, adding more women, minority, and disabled scientists, as well as researchers from smaller and less-well-known institutions. The benefits of increasing diversity by fostering innovation and economic success have been argued well elsewhere (see citation in original article). Both research institutions and funders need to attend more to these sources of novel thinking and may have to refine recruitment, reward, and funding systems accordingly (Leshner, p. 1009).

The ideas he outlined in his editorial, furthermore, can find a kinship with points made by Federal Reserve Chairman Ben S. Bernanke in his speech entitled “Promoting Research and Development: The Government’s Role,” given at Georgetown University on 16 May 2011. As Mr. Bernanke says on pages 10-11 of his speech:

… At the same time, critics of K-12 education in the United States have long argued that not enough is being done to encourage and support student interest in science and mathematics. Taken together, these trends suggest that more could be done to increase the number of U.S. students entering scientific and engineering professions.

The commentary by Mr. Bernanke and Mr. Leshner are absolutely on point. The United States needs increasing numbers of graduates who are skilled in the STEM disciplines if it is to remain a dominant economic power. But that objective is only part of the goal of increasing innovation and economic wealth. The innovation environment needs to be expanded beyond STEM.

Expanding the Context of Innovation

While focusing on the STEM disciplines is a meritorious approach to increasing innovation and wealth creation in the United States, it does not cover the entire universe of what is necessary to create an innovation society. Attention to non-STEM areas – such as Civics – is critical to creating an innovation society. Civics is the broad area encompassing such disciplines as history, law, and political science. An educated and engaged citizenry is critical to the creation of an innovation economy in the United States. And advances in privacy are critical to an innovation economy anywhere in the world.

One can find the genesis of law and innovation in the U.S. Constitution. Article I, Section 8, Clause 8, of the Constitution empowers the U.S. Congress to:

To promote the Progress of Science and useful Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries.

This clause serves as the constitutional bedrock for U.S. intellectual property law. This is the first clue that technology and innovation is not solely a STEM concern.

The May 2011 issue of the ABA Journal discusses these issues in an excellent article entitled, “Flunking Civics: Why America’s Kids Know So Little.”[i] The article says the following with regards to a focus on certain disciplines (p. 34):

Since the late 1990s, when American students tested poorly in reading, science and math against students from 20 other Western nations, federal education policy has focused strongly on those three subjects at the expense of history, social studies, government and civics.

That trend began in 2001 with the Bush Administration’s landmark No Child Left Behind Act, which gives priority to federal funding for efforts to improve student performance in reading and math, skills that are considered fundamental to student success in the workplace. The program continued under the Obama Administration’s support for so-called STEM programs, which rewarded student achievement in the fields of science, technology, engineering and math.

Educators fear that this long-range focus on a few limited subjects that are considered fundamental to student success is squeezing out the amount of time and effort devoted to subjects considered non-fundamental, such as history, social science, government and civics.

This concern over the “squeezing out” of non-STEM subjects is matched by documented evidence that U.S. students and adults have a very poor grasp of law, history, or government, all of which are considered essential for civic engagement. The ABA Journal article (p. 34) notes that a 2005 survey by the ABA found that nearly half of all Americans were unable to correctly identify the three branches of government, and a FindLaw survey that same year found that only 57% of Americans could name any U.S. Supreme Court justice. Retired U.S. Supreme Court Justice Sandra Day O’Connor is quoted in the article as saying (p. 37):

There are all kinds of polls out there showing that barely one out of three Americans can name the three branches of government, let alone describe what they do.

If the polls are correct in large measure, meaning that most Americans are illiterate when it comes to their government and what it does, how can they function and benefit in an innovation economy? There is more to government than releasing funds to beneficiaries.

The American Bar Association has long had a significant interest in civics education. As noted in the ABA Journal article (p. 37), the ABA Commission on Civic Education in the Nation’s Schools is co-sponsoring a series of academic events around the country where community leaders can teach students about the law, the Constitution, and the importance of civic engagement. The Commission has supported these activities with other resources, such as a resource guide and a website where law schools, courts, civic organizations, and other organizations interested in sponsoring such a forum can find suggested curriculum, formats, lesson plans, strategies, and other information (p. 37).

The Connection Between Civics, Voting, and Innovation

It is easy to design a high school or undergraduate course drawing the connection between civics, voting and innovation. This includes such topics as: 1) Why it is important that Civics be taught in grade and high schools and why it is important for the rule of law; 2) The constitutional basis of copyrights and patents in the U.S. (Article I, Section 8, Clause 8); 3) The history of inventions in the United States, particularly those of significance; 4) Basic STEM dimensions that bear upon innovation today; 5) The major laws and regulations impacting innovation today; 6) Current issues in innovation; and 7) The future of innovation.

This approach – tailored for a specific educational level – would help engage all students in the concepts of innovation and raise the level of civic engagement in the area of innovation. Such a course would educate all, not just students engaged in the STEM disciplines or majoring in those areas.

Conclusion

A strong Civics curriculum at the grade, high school, and college levels would benefit America in several ways.

As exemplified by ABA Resolution 108, a robust dedication to teaching Civics at all levels, coupled with voter preregistration between the ages of 16 and 18, would lead to increased and informed youth voting. American democracy is strengthened by these improvements. There is more to American democracy than the internet, Facebook, and Twitter. Students must be well versed in American history, law, politics, and Civic engagement. Privacy and data protection are strengthened by having educated youth and an engaged citizenry.

An American citizenry educated in Civics and STEM (or STEAM as the new acronym – adding Arts) will also go a long way to creating a culture of innovation. If America truly wants an innovation society that creates wealth for all its people, then the education of America’s youth will have to go far beyond the STEM disciplines. Privacy is a critical component in that education. Students will learn that true innovation in the United States stems from democracy and a largely capitalist economic system. Increased Privacy and Civics education, increased voting, and increased STEM education will lead to continued American success in a global economy.

The current pandemic is a time of monumental change, sadness, and uncertainty. Despite those characteristics, it is also a time of great opportunity, with Privacy at the forefront.

__________________________________________________________________________

James Casey, Esq., CPP, is an attorney, certified privacy practitioner (CPP), and consultant based in Washington, DC. He is also an Adjunct Associate Professor in the CUNY M.S. Program in Research Administration and Compliance. He is presently a State Bar of Wisconsin representative to the ABA House of Delegates and holds several positions within the ABA Science and Technology Law Section. He is a past president of the State Bar of Wisconsin Nonresident Lawyers Division and is a Life Fellow of the Wisconsin Law Foundation and a Fellow of the American Bar Foundation. The opinions expressed in this article are solely his.


[i] Mark Hansen, “Flunking Civics: Why America’s Kids Know So Little.” ABA Journal, May 2011, pp. 32-37.

The sizeable gap

Is it more important for a Data Protection Leader to be an expert in data protection law, or to orchestrate behavioural change from top to bottom?

I’m still surprised by the number of job ads for data protection leadership roles that focus heavily on the need to have either a legal background, or a deep understanding of laws and regulations, yet almost fail to specify critical leadership behaviours, let alone competences needed to change behaviour in all levels of an organization.

It’s about People
In simple terms, data protection is about people.

People entrust companies to process their data about themselves, and companies must demonstrate they respect their rights.

People (employees) in companies process the data.

Senior managers and leaders in companies are people making critical decisions that make or break the success of data protection compliance initiatives.

The legal bias
Unfortunately, many data protection compliance initiatives float around companies tagged as ‘necessary evils’ or ‘compliance issues’ typically anchored in legal or compliance departments. It is still rare to find a Data Protection Strategy aligned with key data-fueled elements within the company’s business strategy and anchored in the parts of the business who mostly benefit from the processing of personal data.

These ‘necessary evils’ often only pay lip service to ‘the people factor’.

Policies and procedures are often imposed on employees without any of their involvement in the drafting process. There may be some generic data protection education, or an off-the-shelf eLearning package.

Just giving employees information doesn’t change their behaviour. 

Senior managers and leaders often see themselves above the need for the specific education needed for them to understand fully the implications of decisions they’ll take that can make or break the success of the project, program or BaU process.

The successful Data Protection Leader
To be successful in fulfilling the aims of legislation such as the GDPR, a Data Protection Leader needs to be able to actively guide, lead, influence and inspire a diverse range of stakeholders (people) in their companies. They need to understand how companies work, not least the ever-changing ‘invisible architecture’ of inter-personal power dynamics, relationships, agendas, motivations, etc. that are unique in all companies. 

Focusing on people requires influencing their behaviour. The successful Data Protection Leader understands and applies the same tools used around us all in other contexts influencing our behaviours. Often, the same behavioural science techniques used by their own company’s product development and marketing departments to influence consumer behaviour.

The successful Data Protection Leader uses these tools to influence senior executives and other leaders to respect data protection in the same way as they respect say, data analytics – two sides of the same coin. The leaders are coached in key data protection concepts relevant to the decision making expected of them, particularly risk acceptance and investments, especially investment in behavioural change across the organisation.

Employees will then start to ‘get it’ instead of trying to decipher bold, generic corporate statements and principles about ‘GDPR’.

They will then know exactly what’s expected of them at 10.12 on a Tuesday morning when they are scoping a new marketing campaign, or at 14.30 on a Thursday afternoon when they are participating in a kick off workshop for the new consumer app.

Conclusion
Often, small and simple behavioural changes drive significant results. The first change companies must make is to recognize that data protection is not solely a legal issue.

Many competences are required – including strong legal expertise – and companies need to appoint Data Protection Leaders who are well equipped to guide, lead, influence and inspire people at all levels of their organization.

Tim Clements
Copenhagen, Denmark